30 November, 2012 @ 5:12 by admin
If you, as a registered representative or stockbroker have received a notification from FINRA pertaining to regulatory investigation or legal proceedings, what would you do? You will likely go with the FINRA attorneys appointed by your employer brokerage firm. Sadly, many brokerage employees don’t even realize at the outset that this does more harm than good to their case. Here’s the route to disaster in a typical case:
At the Law Offices of Attorney Stuart D Meissner, we have a significant degree of experience in representing registered representatives and stock brokers, and representing their best interests rather than their employer brokerage firm. We urge brokerage employees to follow some simple steps to ensure that their reputation doesn’t suffer a dent from skewed legal representation. Here’s what the attorneys at the Law Offices of Stuart D Meissner advice:
Following these simple steps will ensure that you get legal representation that is in your best interest, and can uphold your professional reputation. At the Law Offices of Stuart D Meissner, our FINRA and SEC attorneys are adept at representing registered representatives or stockbrokers and safeguarding them from unwarranted disciplinary action. To know how we can help you fight a fair and meticulous legal battle, visit us at www.smeissner.com. To directly speak with us, call us Toll Free at (866) 764-3100.