December 01, 2020

Securities Employees

Reduction of Promissory Note Obligations
Job Negotiation and Contract Review
Civil Rights & Discrimination Claims
Securities Employee Regulatory Representation and Wells Notice Representation – SEC, FINRA, STATE Investigations
Employment Disputes & Arbitration Defense
FINREG AND SEC/CFTC Whistleblower
Correcting CRD / FINRA BrokerCheck
Martin Act Subpoena