WHEN YOU ARE A DAVID
THAT NEEDS TO TAKE ON A GOLIATH
Posted by smeissnerdev

Finra Checking More Arbitrator Qualifications

February 2, 2010 – FINRA announced that it will submit a proposal to further expand BrokerCheck to the SEC shortly. FINRA describes BrokerCheck as a free tool offered by FINRA which allows investors to check the professional background of current and former FINRA-registered securities firms and brokers.

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