News & Media
April 25, 2011 - Morgan Stanley Smith Barney Liable for 2.4 Million Dollars Due to Mishandling of Account of Elderly Investor Suffering with Dementia, According to The Law Offices of Stuart D. Meissner, LLC
Press Release Source: The Law Offices of Stuart D. Meissner LLC On Monday April 25, 2011, 9:00 am EDT NEW...
CNN Money 3/10/2011 - Insider trading defense: It's just a bunch of lies
Insider trading defense: It's just a bunch of lies - Read full article here
Deal Breaker 3/2/2011 - Raj Rajaratnam Did Not Appreciate Having An Employee Question His Goldman Inside Information
Raj Rajaratnam Did Not Appreciate Having An Employee Question His Goldman Inside Information - Read full...
Business Insider 3/2/2011 - Here's What A Former Analyst Says Happened At The Galleon Office After Rajaratnam Heard Goldman's Numbers
Here's What A Former Analyst Says Happened At The Galleon Office After Rajaratnam Heard Goldman's Numbers...
CNBC 3/1/2011 - Accused Hedge Fund CEO Allegedly Called Analyst ‘Idiot’
CNBC 3/1/2011 Accused Hedge Fund CEO Allegedly Called Analyst 'Idiot' - click here to read full article
Financial Times 2/26/2011 - Former Galleon employee in talks on testifying
Financial Times 2/26/2011 - Former Galleon employee in talks on testifying
NY Post 2/25/2011 - Twist in Raj Trial
NY Post 2/25/2011 - Twist in Raj Trial
NY Post 2/23/2011 – SEC Whistleblower call draws few tipsters
Financial Times 2/23/2011 – Former Galleon Employee Talks on Testifying
CNBC 2/8/2011 - Using Greed—and Lots of Cash—to Fight Greed
CNBC 2/8/2011 - Using Greed—and Lots of Cash—to Fight Greed - Click here to read the full article...
Front Page of The Boston Globe 01/18/2011 Unsealed Files Tell David vs. Goliath Tale - Meissner Featured
The Front Page of The Boston Globe 01/18/2011 Unsealed Files Tell David vs. Goliath Tale Ex-staffer...
Suffolk Superior Court 12/22/2010 Final Ruling of the Court: James F. Dever v. Oppenheimer & CO., INC. - Meissner Featured
Final Ruling of the Court: James F. Dever v. Oppenheimer & CO., INC.
City A.M. 12/22/2010 Top Lawyer: US has a strong case against E & Y - Meissner Featured
Top Lawyer: US has a strong case against E & Y
Boston Globe 12/21/2010 Judge Tells Oppenheimer To Reveal Documents - Meissner Featured
Judge Tells Oppenheimer to Reveal Documents
Washington Post 11/22/2010 SEC Tries to decide how to set the rewards of whistle blowing - Meissner Featured
SEC Tries to decide how to set the rewards of whistle blowing - Meissner Featured
NY POST 11/04/2010 Whistle-blahing Limits set on SEC tipster program - Meissner Mentioned
Whistle-blahing Limits set on SEC tipster program - Meissner Mentioned
NY POST 10/29/2010 Informer: BofA hawked risky deals to customers - Meissner Mentioned
BofA hawked risky deals to customers - Meissner Mentioned
Swedish Daily News 10/16/2010 Gossip to Keep Wall Street Clean - Meissner Mentioned
Swedish Daily News - Gossip to Keep Wall Street Clean. Meissner Firm mentioned regarding the SECSnitch.com...
NY POST 10/04/2010 Whistleblowers rise to the FinReg Bait - Meissner Featured
Whistleblowers rise to the FinReg Bait - Read Article
New Memo on the SEC web site By Stephen Cohen Senior Advisor to the Chairman 9/28/2010 - Meissner Featured
New Memo on the SEC web site By Stephen Cohen Senior Advisor to the Chairman Reflecting Meissner Meeting...
Fox Business News 9/23/2010 SEC Looking for Snitches - Meissner Featured
SEC Looking for Snitches - Meissner Featured Attorney Stuart Meissner breaks down his idea to stop financial-regulation...
PR WEB 09/21/2010 Meissner Firm - New SECSnitch.com SEC Whistleblower Site and Theatre Ads Launched by Law Firm
New SECSnitch.com SEC Whistleblower Site and Theatre Ads Launched by Law Firm Nationally-recognized...
NY POST 9/20/2010 GET SNITCH QUICK - Meissner Featured
GET SNITCH QUICK 'Wall Street' stirs whistleblower outreach idea. Stuart D. Meissner Esq. Featured.
FORTUNE Magazine 9/10/2010 Did Plainfield commit fraud? - Meissner Quoted
- FORTUNE Magazine Sept 10, 2010 Did Plainfield commit fraud? The FBI wants to know. How one hedge...
Boston Globe 08/26/2010 Brokerage wins a round in fight to keep files private - Meissner Quoted
- Boston Globe Aug 26, 2010 Stuart D. Messiner Esq., a lawyer who represented Dever in the original...
NY POST 08/17/2010 Meissner Firm Files Whistleblower Complaint Regarding Plainfield Hedge Fund
- New York Post Aug 17, 2010 Max Holmes has another headache. The embattled hedge fund titan, whose...
SEC.gov 08/17/2010 Stuart D. Meissner Esq. SEC Comment Dodd-Frank Whistleblower Statute
As a long term securities attorney who was one of the initial attorneys to publish an article about the...
PR Web 07/29/2010 Meissner Firm - First Whistleblower Complaint Filed With the SEC...
- PR Web July 29, 2010 First Whistleblower Complaint Filed With the SEC Pursuant to the New Dodd-Frank...
DOW JONES 07/29/2010 Meissner Firm - A Broker's Struggle to Go Home Again
-DOW JONES July 29, 2010 BROKER'S WORLD: A Broker's Struggle To Go Home Again Meissner, who specializes...
Forbes.com 07/27/2010 Written by Stuart D. Meissner Esq. - Law Lets Whistle-Blowers Get Rich For Doing The Right Thing
- Forbes.com July 27, 2010 Written by Stuart D. Meissner Esq. Last week, when President Obama signed...
The Star Ledger 07/21/2010 Meissner Firm - Savoring Some Success
The Moskvins took Kleiner and Wachovia/Wells Fargo to arbitration through the Financial Industry Regulatory...
Finra Extends Pilot Arbitration Program By One Year
Giving investors the option of a panel comprised of three public arbitrators would eliminate that potential...
Correcting CRD / FINRA BrokerCheck Information – New Procedures
Published Reports on July 13, 2010 from FINRA indicated that while FINRA is significantly expanding the...
Keeping Brokers Out Of Legal Pinches
It goes almost without saying that a broker's obligation is to work on behalf of the customers. That...
Meissner Firm Pursuing Claims Aginst Merrill Lynch & Co Promotion Of CDO Investments
According to the Wall Street Journal Merrill Lynch & Co. promoted and targeted high net worth investors...
Meissner Firm Announces Investigation into Merrill Lynch Promotion of Fannie Mae Preferred Shares as the Equivalent of Government Backed Bonds
June 1, 2010 According to a FINRA Dispute Resolution Arbitration claim filed by the Meissner firm on...
Galvin Conduct Independent Investigation of Goldman Sachs Securities Fraud Attorney - Stuart Meissner Quoted in The Boston Globe
April 21, 2010 - The Boston Globe - Galvin also scrutinizing Goldman Massachusetts Secretary of...
Finra Checking More Arbitrator Qualifications
February 2, 2010 - FINRA announced that it will submit a proposal to further expand BrokerCheck to the...
Paying Dearly for Financial Advice.
The Star-Ledger - Paying Dearly for Financial Advice , Jan 5, 2010. Claire and Alex Moskvin of West...
Fair Game: A Way Out of the Deep Freeze By GRETCHEN MORGENSON
By GRETCHEN MORGENSON FOR many holders of auction-rate securities — investments that Wall Street...
Testimony Resumes in Case Against Oppenheimer, Front page Business Section,Page B-5.
Boston Globe - Testimony Resumes in Case Against Oppenheimer, Front page Business Section, Sept 15, 2009....
COMPLIANCE WATCH: Why Brookstreet Investors Were In The Dark
NEW YORK (Dow Jones)--New details in the Brookstreet Securities Corp. case support investor advocates'...
Adviser Alert - When Firms Fight Their Brokers
Protecting Your Investment Portfolio
When people fall victim to a scam and lose their investments, 20/20 hindsight often has the rest of us...
Madoff Signs Over UES Apt., Hamptons Home For Bond Disgraced Investor Also Signs Over Palm Beach Home; Assigned Curfew, Monitoring Bracelet
Wall Street tycoon Bernard Madoff, whom one client says "made off with the money" by allegedly bilking...
ADR - New Securities ADR Pilot Launches, Allowing Industry Arbitrator Removal.
November 2008 ADR Brief - The Program - allows parties in this new pilot program to remove industry arbitrators...
If You’ve Got Leaving On Your Mind, Who’s Going With You?
By Christina Mucciolo Keeping your book of clients intact when switching firms has never been a cakewalk,...
LET 'EM EAT CAKE BOFA'S BARE-BONES BONUSES MAY SPUR MERRILL EXODUS
By KAJA WHITEHOUSE and MARK DeCAMBRE - New York Post The honeymoon that followed the Vegas-style...
Feds seek collapse culprits Taxpayers, lawmakers want somebody to take the rap
Pensacola News Journal If there's a criminal side to the financial crisis that has pummeled U.S. homeowners...
Investing in Funds: A Monthly Analysis --- In Auction Securities Crisis, Are Brokers the Victims, Too?
Investing in Funds: A Monthly Analysis --- In Auction Securities Crisis, Are Brokers the Victims, Too? By...
COMPLIANCE WATCH: Claim Alleges UBS Auction-Rate Fraud
(c) 2008 Dow Jones & Company, Inc. NEW YORK (Dow Jones)--An arbitration claim against UBS Financial...
Suit Claims UBS Misled Investors
The New York Times By GRETCHEN MORGENSON Published: June 27, 2008 The top securities regulator in...
Regulators to Speed Probes Of Defrauded Senior Investors
Regulatory investigations of cases involving possible fraud against senior investors have moved into...
Staten Island couple getting savings back after financial adviser hurt them
It's worth fighting back if you think you've been duped in the stock market. It worked for retirees...
HOW THE MEISSNER FIRM IS ASSISTING VICTIMS OF THE BERNARD MADOFF SCANDAL
Our Approach The Madoff scandal is the most significant financial scandal in decades. The Meissner...
COMPLIANCE WATCH: Auction Rates Upset Bank-Broker Clients By Jaime Levy Pessin A Dow Jones Newswires Column
NEW YORK (Dow Jones)--Paul Zuccarini walked into his local Bank of America Corp. (BAC) branch in Sewall’s...
Auction Rate Securities Fiasco
Filing Complaints with Regulators / Participating in Class Actions We receive many questions from investors...
Meissner Auction Rate Securities Update- Meissner Firm Criticize FINRA Release
Since our last posting the Meissner firm has been in contact with numerous victims of the Auction Rate...
Meissner Law Firm Launches Auction Rate Securities Investigation
The Law Offices of Stuart D. Meissner LLC has launched an investigation into Auction Rate Securities....
The Law Offices of Stuart D. Meissner LLC has launched an investigation into Auction Rate Securities.
AUCTION RATE SECURITIES LOSS INVESTIGATION Auction Rate Securities : Meissner Firm Criticize FINRA...
'Ultimate' Prosecution Weapon Deployed in Mortgage Probes By Beth Bar - New York Law Journal
As Attorney General Andrew Cuomo has turned his attention to the subprime mortgage scandal, he increasingly...
Couple loses a fortune, sues broker By Phyllis Furman NEW YORK DAILY NEWS BUSINESS WRITER
For some retirees, handing over money to the wrong financial adviser can turn a nest egg into a nightmare. In...
Aggrieved Investors Sue a Clearing Firm By JAIME LEVY PESSIN Wall Street Journal
Dozens of investors are suing a stock trade-processing firm over its role in their heavily margined investments...
BROKER'S WORLD: Age-Bias Probe Examines M Stanley Layoffs
How one of the top 25 Independent firms went under in an epic failure of management; an unfortunate example...
Six charged in Smart Online plot
The former CEO, his brother and four brokers tried to manipulate the price of the technology company's...
The Death of a Brokerage - Brookstreet Securities - Registered Rep August 2007
How one of the top 25 Independent firms went under in an epic failure of management; an unfortunate example...
Irvine broker Brookstreet faces liquidation Attorneys say clients lost money on risky investments tied to complex mortgage securities.
Attorneys say clients lost money on risky investments tied to complex mortgage securities. By JOHN...
COMPLIANCE WATCH: Certified Senior Advisors To Disclose More
8 March 2007 14:48 Dow Jones News Service By Jaime Levy Pessin A Dow Jones Newswires Column NEW...
Court to rule on Firms show in the ‘U5’ of ex-employees
High-Fee-Account-Whistleblower
Meissner Efforts to Assure a Fair Panel Against Securities America, Concord Equity Group and Broker Andrew Sirico
Is This Game Already Over? By GRETCHEN MORGENSON Published: June 18, 2006 Sunday New York Times AFTER...
U.S. Attorneys likely to pursue third trial By David Weidner, MarketWatch
Another round with Quattrone? Last Update: 5:06 PM ET Mar 21, 2006 NEW YORK (MarketWatch) -- Frank...
Another round with Quattrone?
U.S. Attorneys likely to pursue third trial By David Weidner, MarketWatch Last Update: 5:06 PM ET Mar...
88% Recovery on "Fraudulent" Research Case
FINRA Orders Merrill To Pay NJ Couple $165,000 On Research February 24, 2005: 15:53 p.m. EST NEW...
FINRA Orders Merrill To Pay NJ Couple $165,000 On Research
NEW YORK -(Dow Jones)- A National Association of Securities Dealers arbitration panel ordered Merrill...
Securities Arbitration Lawyers
NYSE board to feel heat over Grasso
By David Weidner, CBS.MarketWatch.com Last Update: 2:16 PM ET May 25, 2004 Last Update: 5:06 PM ET...
UPDATE 1-Bank of America loses arbitration to N.J. couple
Wed Apr 28, 2004 07:19 PM ET By Jonathan Stempel NEW YORK, April 28 (Reuters) - An arbitration...
Whose jurisdiction is it ?
Big Board is far from forefront when it copmes to policing
Wall street's legal woes aren't over just yet
Wall Street Settlements For Dummies
Someone's foolin'with court rulin'
Stuart D. Meissner LLC, former securities prosecutor, provides representation in securities arbitration matters.
Ryan Beck's motions were denied in all respects. Cross-motions of the Fakihs and Jones were granted...
Forged court order probed
Banks Cruisin' for E-Mail Bruisin
Get mad & get even
Bias suit slams broker
Trading dispute is shrouded in accusations of bias
Spitzer Press Release and Related Barrons Article Of Securities Fraud Indictment May 17, 1999 Filed by AAG Meissner As an Assistant Attorney General
Securities fraud and manipulation in cyberspace instruction
I finally admit to my multiple aliases. After all, look on the boards I have been posting and you will...
Fraud figure gets a model deal
The Front Page of The Boston Globe January 18, 2011
Suffolk Superior Court December 22, 2010
City A.M. December 22, 2010
Boston Globe December 21, 2010
Washington Post November 22, 2010
NY POST November 4, 2010
NY POST October 29, 2010
Swedish Daily News October 16, 2010
NY POST October 4, 2010
New Memo on the SEC web site By Stephen Cohen Senior Advisor to the Chairman September 28, 2010
Fox Business News Online Video September 23, 2010
PR WEB Meissner Firm September 21, 2010
NY POST September 20, 2010
FORTUNE Magazine Sept 10,2010
Boston Globe Aug 26,2010
NY POST Aug 17, 2010
Forbes.com Aug 17, 2010
New York, NY (PRWEB) Jul 29, 2010
Dow Jones News Service Jul 29, 2010
Forbes.com Jul 27, 2010
The Star Ledger Jul 26, 2010
Dow Jones News Service Jul 22, 2010
Finra Press Release July 13, 2010
Forbes.com Jun 16, 2010
Wall Street Journal Jun 11, 2010
FINRA Jun 01, 2010
The Boston Globe Apr 21, 2010
FINRA February 2, 2010
The Star-Ledger Jan 05, 2010
New York Times Nov 08, 2009
Boston Globe Sep 15, 2009
Dow Jones News Service May 29, 2009
The Wall Street Journal Apr 06, 2009
Fidelity Jan 14, 2009
CBS News Article Dec 17, 2008
ADR Nov 20, 2008
By Christina Mucciolo Nov 19, 2008
New York Post Nov 03, 2008
Pensacola News Journal Sep 26, 2008
By Daisy Maxey Sep 08, 2008
Dow Jones News Service 3 July 2008
The New York Times Jun 27, 2008
Wall Street Journal Jun 11, 2008
DAILY NEWS BUSINESS WRITER Apr 21, 2008
Apr 21, 2008
Dow Jones News Service Apr 10, 2008
FINRA Apr 04, 2008
FINRA Apr 03, 2008
Mar 01, 2008
Mar 01, 2008
New York Law Journal Feb 07, 2008
NEW YORK DAILY NEWS BUSINESS WRITER Jan 21, 2008
Wall Street Journal Jan 16, 2008
By John Churchill Nov 27, 2007
South Carolina News Observer Sep 12, 2007
By John Churchill Aug 24, 2007
By JOHN GITTELSOHN and RONALD CAMPBELL, THE ORANGE COUNTY REGISTER Jun 01, 2007
Dow Jones News Service Mar 08, 2007
Wall Street Journal Feb 02, 2007
Wall Street Journal Dec 13, 2006
New York Times Jun 18, 2006
MarketWatch Mar 21, 2006
MarketWatch Mar 21, 2006
Dow Jones News Service Feb 24, 2005
Dow Jones News Service Feb 24, 2005
Dow Jones News Service Jan 12, 2005
MarketWatch.com May 25, 2004
Forbes.com Apr 28, 2004
Money Magazine Oct 01, 2003
The New York Times Sep 22, 2003
The New York Times Aug 10, 2003
Forbes.com Jul 17, 2003
New York Daily News Jun 27, 2003
NY Federal & State Cases, Combined Jun 23, 2003
News Day Jun 17, 2003
Wall Street Journal Jan 27, 2003
NY Post Jan 01, 2003
New York Daily News Aug 20, 2002
The New York Times May 15, 2002
Press Release, Office of the New York Attorney General Elliot Spitzer May 17, 1999
By Stuart David Meissner Apr 16, 1998
New York Daily News Dec 19, 1995
