FINRA Attorney Firm Meissner Associates Wins in NY Supreme Court- Client’s Sexual Abuse Claim Stays in FINRA Arbitration

On Sept 1, 2016 the Hon. Judge Singh of the New York State Supreme Court Commercial Division ruled in favor of Meissner Associates client denying an Order to Show Cause seeking to avoid the case being heard in FINRA arbitration. As noted in our previous post, the FINRA arbitration claim was filed in April of 2016. Since such time the …

SEC Attorneys Focus Interests of Investors

24 December, 2012 @ 3:34 by admin During an investigation pertaining to a brokerage or investment firm, regulatory bodies such as the SEC, FINRA, CFTC or others may also need to investigate the actions of investment professionals working for the firm. As a registered representative or stock broker, you will likely require legal representation with respect to depositions, subpoena responses, …

FINRA Attorneys for Securities Employee Regulations

30 November, 2012 @ 5:12 by admin If you, as a registered representative or stockbroker have received a notification from FINRA pertaining to regulatory investigation or legal proceedings, what would you do? You will likely go with the FINRA attorneys appointed by your employer brokerage firm. Sadly, many brokerage employees don’t even realize at the outset that this does more …

Meissner’s Unbroken Record of Successive Wins

Since 2001, the law offices of Meissner Associates have successfully represented individual investors, retirees, institutional investors, corporate clients, charities, and employee option recipients. The firm has gained a veritable reputation for representing these parties in matters such as stock broker fraud, broker negligence, and investor fraud. We represent matters that require the guidance of investor fraud attorneys to evaluate claims …