Meissner FINRA Arbitration Firm Filing New Fraudulent Recruitment Cases Against Citizens Securities 866-764-3100

As Reported recently by well read WealthManagement.com on August 21, 2017, since our record 1.7 Million Dollar FINRA Arbitration Award against Citizens Securities, subsidiary of Citizens Financial Group (NYSE: CFG).  this past July, the Meissner law firm has since been preparing and filing other similar claims of false oral promises being made to other investment advisors and brokers, against Citizens …

FINRA Attorney Firm Meissner Associates Wins in NY Supreme Court- Client’s Sexual Abuse Claim Stays in FINRA Arbitration

On Sept 1, 2016 the Hon. Judge Singh of the New York State Supreme Court Commercial Division ruled in favor of Meissner Associates client denying an Order to Show Cause seeking to avoid the case being heard in FINRA arbitration. As noted in our previous post, the FINRA arbitration claim was filed in April of 2016. Since such time the …

Albany Times Union Article June 26, 2015 – Meissner Associates Investigates Arrested Financial Planner Frederick E. Monroe Jr. and Voya Financial Advisors (Formerly ING Bank) for Allegedly Engaging in Ponzi Scheme, Theft of Client Funds and Failing to Supervise

As also reported on June 29, 2015 in the Albany Times Union, quoting Meissner and referring to our previously announced investigation, see published article here.  NEW YORK, June 11, 2015 (GLOBE NEWSWIRE) — Meissner Associates has received several calls and is investigating significant fraud and theft claims involving a long time Guilderland, New York based financial planner Frederick E. Monroe …

Investigating UBS and Puerto Rico Bond Funds

Since at least 2011 UBS Financial has recommended UBS Puerto Rico Closed End bond Funds (CEFs) . Such funds were leveraged perpetual baskets largely of Puerto Rico agency bonds; UBS promoted them as having had significant tax advantages and an interest rate averaging in excess of 6%: and were legally available only to residents of Puerto Rico. UBS documents stated that these securities …

Fraudulent and Misleading Real Estate Investments

It has been determined that many investors throughout the United States were solicited to invest in Real Estate Investment Trusts (REIT) through fraudulent misrepresentations and omission of material facts; including, but not limited to failure to accurately disclose the risks associated with investing in REITs to individuals seeking conservative investment. Such includes, but is not limited to: The Behringer Harvard …

Investigating Securities America, Tabott & Medical Capital

The Meissner firm investigating potential claims by investors who were recommended the unsuitable sale by Securities America broker Randall Ray Talbott and other of Medical Capital Holdings The Meissner Firm Investigating Bank of America Structured Products Lehman Brothers “One Hundred Percent Protected” Principal Protected Notes (PPN) The Morgan Keegan Bond Funds Rhonda Breard and ING Financial Wells Fargo Financial Investments …

Investigating Bank of America Structured Products

The Meissner firm investigating potential claims by investors who were recommended the unsuitable sale by Securities America broker Randall Ray Talbott and other of Medical Capital Holdings The Meissner Firm Investigating Bank of America Structured Products Lehman Brothers “One Hundred Percent Protected” Principal Protected Notes (PPN) The Morgan Keegan Bond Funds Rhonda Breard and ING Financial Wells Fargo Financial Investments …

ABACUS and Goldman Sachs

The Meissner firm investigating potential claims by investors who were recommended the unsuitable sale by Securities America broker Randall Ray Talbott and other of Medical Capital Holdings The Meissner Firm Investigating Bank of America Structured Products Lehman Brothers “One Hundred Percent Protected” Principal Protected Notes (PPN) The Morgan Keegan Bond Funds Rhonda Breard and ING Financial Wells Fargo Financial Investments …

Asset Management Funds

The Meissner firm investigating potential claims by investors who were recommended the unsuitable sale by Securities America broker Randall Ray Talbott and other of Medical Capital Holdings The Meissner Firm Investigating Bank of America Structured Products Lehman Brothers “One Hundred Percent Protected” Principal Protected Notes (PPN) The Morgan Keegan Bond Funds Rhonda Breard and ING Financial Wells Fargo Financial Investments …