Meissner FINRA Arbitration Firm Filing New Fraudulent Recruitment Cases Against Citizens Securities 866-764-3100

As Reported recently by well read WealthManagement.com on August 21, 2017, since our record 1.7 Million Dollar FINRA Arbitration Award against Citizens Securities, subsidiary of Citizens Financial Group (NYSE: CFG).  this past July, the Meissner law firm has since been preparing and filing other similar claims of false oral promises being made to other investment advisors and brokers, against Citizens …

FINRA Attorney Wins 1.7 Million For Broker in a Citizens Securities FINRA Arbitration Involving Fraudulent Recruitment – Call Nationwide 866-764-3100

As reported in the widely read Bank Investment Consultant Newsletter July 25, 2017 edition – In a July 2017 Citizens Securities FINRA Arbitration the law firm Meissner Associates won a record 1.7 Million dollar FINRA AWARD in Pittsburgh Pennsylvania, against Citizens Securities subsidiary of Citizens Financial Group (NYSE: CFG)  after turning the tables on the firm, which sought to recover $220,000 …

FINRA Attorney Firm Meissner Associates Wins in NY Supreme Court- Client’s Sexual Abuse Claim Stays in FINRA Arbitration

On Sept 1, 2016 the Hon. Judge Singh of the New York State Supreme Court Commercial Division ruled in favor of Meissner Associates client denying an Order to Show Cause seeking to avoid the case being heard in FINRA arbitration. As noted in our previous post, the FINRA arbitration claim was filed in April of 2016. Since such time the …

Meissner Firm Client Awarded 22.4+ Million Dollars in 2nd Highest SEC Whistleblower Award

As well reported in the press by Reuters, AP, the Wall Street Journal, New York Times, CNN, CNBC, and many other publications, the SEC has announced  that our client will receive a 22.4+ million dollar award for submission and cooperation with the SEC’s investigation into conglomerate  Monsanto Co.  The award amounted to 28% out of maximum of 30% that he could …

SEC Whistleblower – New 3 Million Dollar Award Issued !

We are happy to announce that on July 17, 2015 the SEC awarded 3 million dollars to an insider whose information uncovered a complex fraud. The payout is the third largest payout in the history of the SEC whistleblower program which Meissner Associates originally participated in crafting the SEC rules for such program and are believed to have filed the …

Albany Times Union Article June 26, 2015 – Meissner Associates Investigates Arrested Financial Planner Frederick E. Monroe Jr. and Voya Financial Advisors (Formerly ING Bank) for Allegedly Engaging in Ponzi Scheme, Theft of Client Funds and Failing to Supervise

As also reported on June 29, 2015 in the Albany Times Union, quoting Meissner and referring to our previously announced investigation, see published article here.  NEW YORK, June 11, 2015 (GLOBE NEWSWIRE) — Meissner Associates has received several calls and is investigating significant fraud and theft claims involving a long time Guilderland, New York based financial planner Frederick E. Monroe …

6-11-15 – N.Y. Supreme Court Rejects Motion to Dismiss $150 Million Dollar Action Against Banned ImClone Founder Sam Waksal & His New Biotech Venture Kadmon, According to Meissner Associates

NEW YORK, June 11, 2015 — As reported in Reuters –  Ruling on a Motion argued this week, State Supreme Court Judge Jeffrey Oing upheld the complaint in an action alleging former ImClone founder and convicted felon Sam Waksal breached his 2009 agreement with Dr. Steven Rosenfeld and his partner. According to Meissner Associates, it is alleged that the agreement was …

What to do if your stockbroker screws up

Many people dont realize until after there is a problem that in this country when one has a problem with their broker due to an investment, they must file an arbitration claim at FINRA. Pursuing such a claim requires knowledge of the FINRA forum, the unique arbitration rules of that forum and knowledge of the tricks of the trade to …

Bank of America Whistleblower Case Uncovered

By Jessica Dye NEW YORK, March 7 (Reuters) Bank of America NA prevented homeowners from receiving mortgage-loan modifications under a federal program in order to avoid millions of dollars in losses while benefitting from financial incentives for participating in the program, according to a complaint unsealed in federal court Wednesday. The suit is the second whistle blower complaint unsealed so …