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Securities Arbitration - Securities Attorneys - FINRA Arbitrations - Securities Arbitration Law Securities Arbitration Lawyers

Securities Arbitration Lawyer

Aggressive Legal Representative for U.S. & International Investors
in NASD & NYSE Securities Fraud & Negligence Matters

Our Unique and Notable Record

The Meissner firm is unlike many other firms who claim to represent investors. Mr. Meissner directly supervises any case the firm is retained on. Mr. Meissner’s record of never having lost any in person arbitration* has been maintained ever since he opened his own law firm in 2001 after having been a New York prosecutor for the New York Attorney General and Manhattan DA's Office for over 11 years and then being employed as a Senior Associate at securities arbitration/litigation defense firm defending brokerage houses.

Being a former prosecutor brings many unique aspects to the firm’s practice: carefully screening cases; selective acceptance of securities arbitration matters;
and refusing to adopt the “mill” approach to the practice by accepting only a limited number of arbitration matters. This enables the firm to focus on winning each and every case we accept.

From the beginning all client matters are not just reviewed based on the firm's vast experience, but also all matters are reviewed by independent outside experts with either supervisory experience in major brokerage houses and/or by Certified Financial Planners (CFPs) that have in depth experience in financial planning or by experts in damage analysis.

The Meissner firm pays careful attention to screening arbitrators for each case and where appropriate will make inquiries and challenges so that each case is heard by a fair and neutral panel without conflicts. The Meissner firm also utilizes its experience with regulators and even with the press to ensure that all relevant evidence is obtained and heard and not just what the brokerage firm chooses to provide. The firm's experience, careful attention to each part of the process serves to maximize potential settlement offers and/or hearing results in each case it accepts.

As a result the firm has soundly beaten all investor win statistics related to such awards as publicized by the NASD and have returned to many investors literally millions of dollars of investor funds.

At the law firm of Stuart D. Meissner LLC, the focus is on securities law, including arbitration and other securities matters. With extensive experience working for the New York State Attorney General’s Office in the Securities Investor Protection Bureau and Financial Crimes Unit, Attorney Meissner is well equipped to handle any securities-related claims for consumers and individual investors. He has undertaken a number of highly visible securities arbitration cases, reported in the media. For an experienced securities fraud attorney, contact the Meissner firm.
Submitting this form to the Meissner firm, its attorneys or employees does not create an attorney-client relationship.

Most of the securities arbitration cases pursued by the firm are suitability cases, in which a stockbroker recommends securities that are unsuitable for an investor's particular situation. A typical suitability case may involve retired clients who live on a fixed income, and who should not invest in speculative securities or limit their portfolios to one or two stocks.

Another example of an unsuitable broker recommendation is the purchase of an annuity by an elderly person. A broker can earn a substantial commission by selling an annuity product, but such investments are generally inappropriate for elderly persons. The Meissner firm represents clients in all types of suitability and other arbitration claims, including those related to employee stock options and the over-concentration of speculative securities within a portfolio.

Morgenthau & Meissner

Mr. Meissner with his former
employer Manhattan DA Morgenthal

Stuart Meissner NYS Attorney General

Mr. Meissner at a press conference while with Attorney General's Office
The Meissner firm represents clients in securities fraud & negligence matters related to:
• Inappropriate, speculative investments
• The exercising and holding of employee stock options - failing to diversify
• Misrepresentations and omissions - such as failing to apply a strategy or a plan presented to the investor
• Unauthorized trading
• Churning or over trading an account
• Tech wreck - over-concentration of securities in a sector like technology
• Conflicts of interest
• Breach of fiduciary duty
• The improper use of margin in an account
Faulty Retirement Advice
• Lack of bond or fixed income investments

Employee Stock Option Suitability Examples

Brokers may not always properly advise the employees of companies that provide stock or stock options of how to diversify or hedge their employee stock / stock options. The failure to provide suitable advice with respect to such stock / stock options may lead to a claim against the brokerage firm and/or broker.

The Meissner firm has handled a series of such matters including those involving Doubleclick employees and AOL / AOL Time Warner employees.

Prior Experience Representing Brokerage Firms

Immediately following his leaving the Attorney General’s Office and prior to starting his own practice, Mr. Meissner worked as a Senior Associate in the well known boutique securities defense firm of Gusrae, Kaplan and Bruno. While at such firm Mr. Meissner was retained by MSDW to represent brokers in various matters as well as other brokerage firms. As a result, Mr. Meissner knows the “tricks of the trade” that the industry utilizes in defending various matters and has incorporated such experience into his practice so as to obtain the best results possible for his clients.

Contact a highly experienced securities arbitration lawyer. Call the Meissner firm' to handle securities arbitration cases from across the United States and around the world.

The firm has never lost any in-person arbitration hearing*
Don't Settle For Less
 

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*Disclaimer: Prior results cannot and do not guarantee or predict a similar outcome with respect to any future matter, including yours, in which a lawyer or law firm may be retained. The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation.

 

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450 Seventh Avenue, Suite 2205 New York, NY 10123
Telephone: (212) 764-3100 Fax: (646) 843-4964 Toll-Free: (866) 764-3100