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2/17/2010

Finra Checking More Arbitrator Qualifications

February 2, 2010 - FINRA announced that it will submit a proposal to further expand BrokerCheck to the SEC shortly. FINRA describes BrokerCheck as a free tool offered by FINRA which allows investors to check the professional background of current and former FINRA-registered securities firms and brokers.

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The ADR brief discusses the ADR's New Securities ADR Pilot Launch that Allows Industry Abritrator Removal by parties but only andfuls of these broker-dealer cases will be allowed.

 

The firm has never lost any in-person arbitration hearing*
Don't Settle For Less

*Disclaimer: Prior results cannot and do not guarantee or predict a similar outcome with respect to any future matter, including yours, in which a lawyer or law firm may be retained. The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation.
 
 
 

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